Intelligent Transportation System

Positive Train Control

The Southern California Regional Railroad Agency (SCRRA) that operates the Metrolink regional commuter rail plans to implement a positive train control (PTC) system by 2012, ahead of the deadline set for the end of 2015. Implementation of the PTC system is required by the Rail Safety Improvement Act (RSIA) of 2008. The RSIA requires all Class I railroads, intercity passenger and commuter railroads to implement a PTC system on all main-line tracks where intercity passenger railroads and commuter railroads operate and where toxic-by-inhalation hazardous materials are transported.

The five county members of the SCRRA are jointly funding the development of an interoperable PTC system to improve safety for freight and commuter railroads in the region. PTC is designed to prevent train collisions using GPS tracking to remotely monitor train movements. In a typical PTC system, onboard equipment on the train uses GPS satellites to transmit speed and location data over wireless or hard line communications links to an operations center. A back office system at the operations center analyzes the data using software that determine the likelihood of a collision or derailment. An advance alert is sent by the dispatch center to the locomotive and brakes are automatically engaged if the warnings are not acted on by the train engineer. Federal regulations does not prescribe the type of technology a PTC system uses as long as it can accomplish the following functions: preventing train-to-train collisions, derailment from over speeding, incursions into designated work zone areas and train movements caused by switches left in the wrong position.

Southern California Regional ITS Architecture 2011 Update

In the time between 2005, when the Southern California Regional ITS Architecture was developed, and in the 2011 update, there have been several changes. The National ITS Architecture has been updated to reflect new user services, Southern California has continued as a national leader in ITS deployment with extensive ITS investments, and new technology applications have emerged. The 2011 update to the Southern California Regional ITS Architecture reflects changes since 2005 and position the architecture to guide future ITS deployments as new technologies emerge. Topics covered in this 2011 update include express lanes, positive train control, technologies in support of non-motorized transport, and goods movement in addition to the updates for other cross-county services such as to address traveler information, regional data exchange and archiving of regional data.

To learn more about the implementation of PTC services in the region, view the information in the following update documents:

Stakeholders

Stakeholders are identified in order to accommodate data exchange between the positive train control ITS elements in the Southern California Regional ITS Architecture. SCRRA and the freight rail companies are coordinating efforts to implement an interoperable PTC system.

Stakeholder Description
California Highway Patrol California Highway Patrol
Commercial Freight Rails Union Pacific (UP) and Burlington Northern Santa Fe (BNSF)
Inland Empire Transportation Planning Agencies This stakeholder represents Riverside County Transportation Commission (RCTC) and the San Bernardino Associated Governments (SANBAG), who jointly operate the Inland Empire 511 system.
LA SAFE Los Angeles County Service Authority for Freeway Emergencies (LA SAFE)
Local jurisdictions Counties or local cities that are adjacent to county boundaries.
Los Angeles County Metropolitan Transportation Authority Los Angeles County Metropolitan Transportation Authority (Metro) serves as transportation planner and coordinator, designer, builder and operator for LA County. Metro operates over 2,000 peak-hour buses on an average weekday. It also designed, built and operates 73.1 miles of Metro Rail. In addition, Metro funds 16 municipal bus operators and funds a wide array of transportation projects.
NCTD North County Transportation District (NCTD) in San Diego County
SCAG The Southern California Association of Governments (SCAG) has evolved as the largest of nearly 700 councils of government in the United States, functioning as the Metropolitan Planning Organization (MPO) for six counties: Los Angeles, Orange, San Bernardino, Riverside, Ventura and Imperial. The region encompasses a population exceeding 15 million persons in an area of more than 38,000 square miles. As the designated Metropolitan Planning Organization, the Association of Governments is mandated by the federal government to research and draw up plans for transportation, growth management, hazardous waste management, and air quality. Additional mandates exist at the state level.
SCRRA SCRRA is a joint powers authority (JPA) created in 1991 to operate the Metrolink commuter rail system in Southern California. The SCRRA Board is comprised of voting members from the Los Angeles Metropolitan Authority (LA METRO), Orange County Transportation Authority (OCTA), Riverside County Transportation Commission (RCTC), San Bernardino Associated Governments (SANBAG) and Ventura County Transportation Commission (VCTC).
Traveling Public Traveling public accessing various modes of transportation, including surface street, air, rail/transit, and non-motorized.

Inventory

The updated Southern California Regional ITS Architecture added elements that support PTC information flows and data exchanges.

Element Name Stakeholder Element Description Element Status Associated Entity
511 MATIS/Go511 LA SAFE Regional 511 system providing traffic, transit, ridesharing, and bike info and trip planning. Existing Information Service Provider
Arterial Roadside Equipment Local jurisdictions Arterial Roadside ITS Equipment such as traffic signal controllers. Existing Roadway Subsystem
Other Roadway
Arterial Traffic Control Systems Local jurisdictions Traffic signal systems operated by cities and counties in the region. Existing Traffic Management
Other Traffic Management
CHP Dispatch California Highway Patrol This element represents CHP dispatch centers in the region. Existing Emergency Management
Other Emergency Management
Freight Rail Operations Commercial Freight Rails Rail operations for BNSF and Union Pacific (UP): Class I railroads operating in the SCAG region Existing Rail Operations
IEN Regional Server Local jurisdictions IEN server for multiple TFs/Corridors. Facilitates the exchange of real-time arterial traffic information between corridors, and limited signal control between participating Agencies. Also facilitates exchange of traffic information with Agencies not part of any TF (e.g., Caltrans, etc.). Existing Traffic Management
Other Traffic Management
Inland Empire 511 Inland Empire Transportation Planning Agencies This element represents the 511 system operating in Riverside and San Bernardino Counties. Existing Information Service Provider
NCTD Train Operations NCTD NTCD train operations center providing dispatch and communications with NTCD trains. Existing Rail Operations
RIITS Los Angeles County Metropolitan Transportation Authority Regional Integration of Intelligent Transportation Systems (RIITS) provides regional data sharing and exchange, including coordination across all modes of transportation, and is a source of real-time traffic congestion data in the region. Existing Emergency Management
Information Service Provider
Traffic Management
Transit Management
Other Emergency Management
Other ISP
Other Transit Management
Other Traffic Management
SCAG ERTMIS SCAG The Enhanced Regional Transportation Monitoring Information System (ERTMIS) is a tool used to collect and maintain traffic data for performance monitoring and reporting. Existing Archived Data Management Subsystem
Other Archives
SCRRA Back Office System SCRRA The back office system stores track geometry, speed restrictions and signaling configurations in a database. The back office communicates movement authorities and track restrictions to all trains in its operating territory. The back office system serves as the communications interface with other back office systems operated in other railroad territories. Existing Transit Management
SCRRA Infrastructure Monitoring Equipment SCRRA Equipment used to monitor tracks, yards, and other rail infrastructure. Planned Security Monitoring Subsystem
SCRRA On-board Passenger Information Signs SCRRA Signage on board the trains. Planned Transit Vehicle Subsystem
SCRRA On-board PTC Component SCRRA The on-board equipment package includes a display unit, computer processor, GPS receivers and radios to interface with other PTC components. The computer will determine movement authorities and speed and track restrictions based on information obtained from the back office and the wayside signal system. Planned Transit Vehicle Subsystem
SCRRA Passenger Information Signs SCRRA Train arrival signs at stations. Planned Remote Traveler Support
SCRRA Rail Information System SCRRA Rail Traveler Information System to provide information on trains, at train stations, and via personal devices. Planned Transit Management
Other Transit Management
SCRRA Train Control and Operations Center SCRRA Houses the back office systems. Staffed to provide computer aided dispatching (CAD) functions. Coordinate response activities and communication exchanges with other train operations centers. Existing Emergency Management
Transit Management
Rail Operations
SCRRA Wayside Signal System SCRRA PTC system overlay will use the existing wayside signal system to obtain data on the status of signals, switches, locking and track occupancy. Wayside devices will communicate with the back office and locomotives over a wireless communications network operating at the 220 MHz spectrum. Existing Roadway Subsystem
Wayside Equipment
Other Roadway
User Personal Computing Devices Traveling Public User Personal Computing Devices refers to equipment an individual owns and can personalize with their choices for information about transportation networks. An Internet-connected PC is an example. Existing Personal Information Access
Work Zone Safety Management System SCRRA Communications from the field to the back office seeking work authority using remote access. Work zone enforcement limits are communicated from the back office to the locomotives to prevent trains from entering or exceeding speed limits in restricted areas. Planned Roadway Subsystem
Other Roadway

Services

The ITS elements for PTC identified in this Southern California Regional ITS Architecture are being implemented through a series of projects led by SCRRA and the freight railroad companies. Key foundation systems will need to be implemented in order to support other systems and projects. Project sequencing identifies those foundation systems, projects, or infrastructure that are required to be in place for other projects to move forward. The projects included here are intentionally generic in nature and were defined as a part of this architecture development as a means to allow for a theoretical connectivity based on other projects and systems that are already in place. The intent in developing these placeholder projects and identifying sequencing is to allow future project sponsors to identify their own, funded projects within this connected, regional context, and as such to have a starting point for understanding the connectivity needed for an optimized regional system. In some cases, studies may be required prior to full project development and implementation and operational agreements may be necessary for interregional projects to effectively work together.

Project Title Description Services Status Timeframe
2004-AP-14 Rail Information Dissemination Future real-time information projects including PDAs, e-mail and pagers, displays in trains. The current website has only static displays. Relationship to PTC: This project could be supported by data collected on real-time train movements.

PTC-APTS08-1 - Transit Traveler Information - SCRRA

Planned Long
2004-AP-18 Rail Automated Maintenance SupportLong-term goal as funding becomes available. Relationship to PTC: This project would be supported by the restriction of train movements in work zone areas.

PTC-APTS06-1 - Transit Fleet Management - SCRRA

Planned Long
2004-AP-8 Upgraded Passenger Information SystemIncludes future capital projects entailing the following: Electronic passenger information system Relationship to PTC: This project would use real-time train location data to provide predictive train arrival information. The information could be distributed to the public through regional traveler information services such as Go511 and Inland Empire 511.

PTC-APTS08-1 - Transit Traveler Information - SCRRA

Planned Medium
2008 SAP-9 Regional Rail Grade Crossing SecurityImprove rail grade crossing security and response to emergency events by: " Using sensors and surveillance to monitor at-grade rail crossings " Improving highway-railroad intersections with train detectors, advance warning systems and link train detectors to traffic signal system and EMS dispatch " Utilizing ITS elements to direct vehicles to alternate routes at and in advance of blocked at-grade rail crossings on major arterials during train events (HAZMAT, derailment, train-vehicle collision) " Providing the ability to view and control CCTV through a Windows based system that is compatible with Intelligent Roadway / Rail Interface System (IR/RIS) program and sub-regional ATMS and ATIS. Relationship to PTC: This project would be supported by PTC monitoring of at-grade crossing safety. Regional emergency response could be coordinated by exchanging data between the rail operations centers and regional TMCs.

PTC-ATMS01-1 - Network Surveillance - Rail Grade Crossing Security

PTC-ATMS14-1 - Advanced Railroad Grade Crossing - Local Jurisdictions

PTC-ATMS15-1 - Railroad Operations Coordination - Arterial Systems

PTC-ATMS15-2 - Railroad Operations Coordination - Rail Operators

Planned Medium
2008 SAP-13 Regional Integrated GIS DatabaseSCAG shall offer a regional repository of GIS data for use by local agencies in emergency planning, and response, in a standardized format. Relationship to PTC: This project would include track geometries, location of wayside elements and other spatial data maintained by the PTC back office systems.

PTC-AD2-1 - ITS Data Warehouse - SCAG ERTMIS

Planned Medium / Long Term
2004-AP-10 Quad Gate SynchronizationInvestigate alternate means of clearing the crossing by detecting vehicles that are still in the crossing as the first barrier is lowered and synchronize actions with traffic signal systems in the vicinity. Relationship to PTC: This project would be supported by PTC devices that monitor at-grade crossing safety. Events could trigger alerts that are communicated to the train operator by the computer aided dispatch (CAD) system or wayside signaling system. Onboard computers on the locomotives could apply brakes automatically if alerts or warnings are not acted on.

PTC-ATMS14-1 - Advanced Railroad Grade Crossing - Local Jurisdictions

Planned Short
2004-AP-13 GPS Train Location SystemProject is underway and will be on-going for some time. The completion of the fiber communication is of importance. Human interpretation of information remains of importance in understanding train delays before posting of information. There is no fully automated on-time performance system. Relationship to PTC: This project would be supported by the deployment of onboard PTC equipment.

PTC-APTS01-1 - Transit Vehicle Tracking - PTC

Planned Short
2004-AP-9 Rail Sealed CorridorVarious alternatives will be studied including quad gates for the best line protection to prevent drivers from penetrating the line as trains approach and enhance safety. The first priority locations are the Antelope Valley Line and Ventura County Line. These segments are also within the California High Speed Rail Corridor. Relationship to PTC: This project would be supported by PTC devices that monitor at-grade crossing safety. Events could trigger alerts that are communicated to the train operator by the computer aided dispatch (CAD) system or wayside signaling system. Onboard computers on the locomotives could apply brakes automatically if alerts or warnings are not acted on.

PTC-ATMS14-1 - Advanced Railroad Grade Crossing - Local Jurisdictions

Planned Short
2008 SAP-15 Rail Infrastructure Security Install ITS devices including communication backbone to monitor and secure trains, rail cars, fixed assets (tracks, wayside equipment), highway-rail intersections and personnel with interfaces to traffic and emergency management centers. Relationship to PTC: This project would access data collected from various onboard and wayside PTC devices. Data shared using communication interfaces between the railroad operations centers and regional TMCs.

PTC-EM05-1 - Transportation Infrastructure Protection - Rail Grade Crossing Security

Transit Security - Transit Security

Planned Short
2004-AP-11 Rail Fiber Communication A fiber communication backbone is gradually being installed throughout the system to enable both voice and data transmission linking to central dispatch in Pomona. Relationship to PTC: This project would support the additional PTC communication systems and networks.

PTC-ATMS15-1 - Railroad Operations Coordination - Arterial Systems

PTC-ATMS15-2 - Railroad Operations Coordination - Rail Operators

Planned Short / Medium
2004-AP-21 Regional Traveler InformationA general project category that covers potential multi-agency initiatives to increase integrated dissemination of traveler information as widely as possible throughout the Southern California Region. Relationship to PTC: This project would integrate real-time train location and predictive train arrival data obtained from PTC components.

PTC-APTS08-1 - Transit Traveler Information - SCRRA

Planned Short / Medium
2004-AP-3 Data ArchiveProvide for a regional archiving capability for long term planning. Relationship to PTC: This project would include the track geometries and speed restriction profiles maintained by the PTC back office systems.

PTC-AD2-1 - ITS Data Warehouse - SCAG ERTMIS

Planned Short / Medium
2008 SAP-20 Rail Location and NotificationProvide the ability for rail operators (UP, BNSF) to notify public agencies in SCAG region of manifest data within 24hrs of receiving the data to allow first responders to properly respond in an emergency event. Implement necessary ITS elements to share train location and ID data with public agencies. Relationship to PTC: This project would be supported by real-time train location data gathered by PTC devices.

PTC-ATMS15-1 - Railroad Operations Coordination - Arterial Systems

Planned Short / Medium

Standards

The Southern California Regional ITS Architecture provides recommended current, relevant standards for each information exchange between ITS projects for PTC. Their use is not mandatory. However, in some instances, there may be funding requirements or regional policies that mandate project-specific standards such as for real-time transit information.

SDO Document ID Title Type
AASHTO/ITE ITE TMDD Traffic Management Data Dictionary (TMDD) and Message Sets for External Traffic Management Center Communications (MS/ETMCC) Message/Data
AASHTO/ITE/NEMA NTCIP 1201 Global Object Definitions Message/Data
  NTCIP 1205 Object Definitions for Closed Circuit Television (CCTV) Camera Control Message/Data
  NTCIP 1208 Object Definitions for Closed Circuit Television (CCTV) Switching Message/Data
  NTCIP 1209 Data Element Definitions for Transportation Sensor Systems (TSS) Message/Data
  View List NTCIP Center-to-Center Standards Group Group
  View List NTCIP Center-to-Field Standards Group Group
APTA APTA TCIP-S-001 3.0.3 Standard for Transit Communications Interface Profiles Message/Data
ASTM ASTM E2468-05 Standard Practice for Metadata to Support Archived Data Management Systems Other
  ASTM E2665-08 Standard Specifications for Archiving ITS-Generated Traffic Monitoring Data Message/Data
IEEE IEEE 1570-2002 Standard for the Interface Between the Rail Subsystem and the Highway Subsystem at a Highway Rail Intersection Message/Data
  View List Incident Management Standards Group Group
SAE View List Advanced Traveler Information Systems (ATIS) General Use Standards Group Group